Head of Channels Compliance

7 months ago


Thailand United Overseas Bank (Thai) PCL - UOB Full time

Overall responsibility for the Channels Compliance duties including direction, strategic development, performance and maintenance; by direct, manage all the Channels Compliance activities.
Ensure that the branch channels meet all necessary compliance and that appropriate risk mitigation/ control measures are in place.
Provide advice, guidance and support to the branches with regards to compliance.
Identify the lack of and/ or improvements to policy and process, assess effectiveness of current policies and processes and recommend and implement required changes.
Track, monitor and report of involved Channels Compliance activities on a monthly basis.
Ensure all targets are met.
Overall team responsibility for performinrpment of team members, together with direct and manage the performance and development of team member.
Analyze sales and marketing funnels to identify areas of improvement opportunities, customer and usage trends and making recommendations to support business direction and strategy.
Manage and execute sales optimization plan and program rollout management for deposit, lending, bancassurance, and investment together with product teams to create sales motivation and competition for target revenue achievement.
Lead the end-to-end execution to make the campaign materialized and benefits realized.
Monitor channels performance and progress along leading indicators, signal a need for changes in the business strategy and develop corresponding action plans.
Act as the main gateway for channel to work with segment, product and marketing both for retail and corporate perspectives to develop the action plans for campaign activation.
Develop new business initiatives and models to increase business opportunities and efficiency.
Prepare and deliver strategy presentations to senior management.
Having experience in the financial/ banking industry and channels/ branch management and at least 5 years' experience in risk management or compliance is preferable.
Decisiveness and ability to think clearly, critically and creatively when solving complex issues.
Integrity, credibility, good analytical skills and the capability to triage risks.
A delivery - focused, can - do mindset, and the adaptability to work across different teams and with different external stakeholder.
Attention to detail and the ability to quickly interpret complex and technical legal or regulatory standards.
Excellent written, presentation and verbal communication in English.
Ability to summarize complicated concepts in a quick, accurate and succinct manner.
Strong leadership skills.
Be a part of UOB Family.

**Job skills required**: Risk Management, Management, English, Compliance

**Job skills preferred**: Legal



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