Assistant Manager, Stamc Risk and Compliance Th
8 hours ago
To inform management and/or staff on new regulation and/or announcement from relevant regulatory bodies in timely manner;
- To liaise with the relevant regulatory bodies in matters relating to compliance;
- Tracks and monitor the Company’s compliances;
- To ensure timely submission of reports and other information to management and any other applicable regulatory bodies’
- To act as independent channel to receive complaints from customers and to report to CEO on periodic basis on any complaints received;
- To arrange Shareholders Meeting and Board of Directors Meeting, prepare agenda for the meeting and take the minutes of the meeting
- Safekeeping of resolutions and any other relevant documents
- To provide training on compliance, PDPA law, and AML/CFT matter
**Requirements**:
- Experience in Compliance, Internal Audit, Law or Internal Control in Banking, Non-Bank and/or Asset Management Companies at least 1-3 years
- Good communication skill, both writing and interpersonal
- Initiative and responsible, enthusiastic and able to work hard
- Structural thinking, Strong skill in problem-solving, and good coordinated skills
- Ability to work under pressure whilst meeting deadlines
- Good command of spoken and written English
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