Manager, Compliance

3 weeks ago

กรงเทพมหานคร, Thailand Amex Full time

**You Lead the Way. We’ve Got Your Back.**

At American Express, we know that with the right backing, people and businesses have the power to progress in incredible ways. Whether we’re supporting our customers’ financial confidence to move ahead, taking commerce to new heights, or encouraging people to explore the world, our colleagues are constantly redefining what’s possible — and we’re proud to back each other every step of the way.

When you join #TeamAmex, you become part of a diverse community of over 60,000 colleagues, all with a common goal to deliver an exceptional customer experience every day. We back our colleagues with the support they need to thrive, professionally and personally. That’s why we have Amex Flex, our enterprise working model that provides greater flexibility to colleagues while ensuring we preserve the important aspects of our unique in-person culture. Depending on role and business needs, colleagues will either work onsite, in a hybrid model (combination of in-office and virtual days) or fully virtually.

This position will be responsible for all compliance matters in Thailand. This includes maintaining the effectiveness of regulatory compliance programs in line with Thailand regulatory requirements and expectations. This position will be the primary liaison with the key regulators in the market, develop up-to-date local compliance policies and procedures, conduct training to the employees, incorporate the latest regulatory requirements in rapidly changing business & regulatory environment and provide compliance advice to the business.

Success to this position requires an in-depth understanding of Thailand regulatory regimes and pertinent regulatory requirements, maintain a strong relationship with the business groups and SMEs / keys stakeholders within / outside Thailand on local regulatory requirements, while having good understanding of the implication to business operations.

The position reports into the Director of Compliance, Singapore & Thailand.

**Role & Responsibilities**:

- Strategizes/develops compliance programs, policies and procedures
- Drives compliance risk assessments
- Leads compliance monitoring and testing activities
- Coordinates and conducts compliance-related training
- Helps drive culture of compliance through effective communications
- Advises on regulatory matters and compliance gaps impacting the business
- Manages the local AML, sanctions and anti-corruption activities
- Maintains relationships with and interfaces with local regulators
- Effectively reports to senior leaders on Compliance matters to ensure proper oversight
- Participates on local risk and senior management governance committees
- Engages on product developments and new regulation implementations
- Manages internal audit activities, regulatory exams and related reviews
- Organizes, manages and motivates the team and addresses matrix issues

**Qualifications**:

- Minimum 8 years of direct regulatory compliance or legal experience in Thailand. Professional certifications or Diplomas in compliance.
- Strong understanding of the Thailand regulatory requirements for retail consumer financial services or credit card business.
- Knowledge of payments industry, payments systems, risks and players in the industry.
- Experience in dealing with the regulators on compliance matters.
- Experience and proven success record with leading regulatory implementation projects across different lines of business.
- Problem solver and experience with assisting the business with implementation and resolving issues.
- Strong understanding of credit card and/or retail consumer banking business models at a global financial institutions, with complex system & technology infrastructure and a matrix organizational structure.
- Strong understanding of internal controls. Hands-on experience or professional certifications in internal controls. Ability to identify control defects and develop remediation by reviewing & evaluating existing business processes.
- Excellent communication and presentation skills, verbal and writing, to be able to effectively develop regulatory policies & procedures and conduct training over the pertinent regulatory requirements.
- Experience in working effectively in a globally complex matrix organization across diverse business groups and product lines.
- Demonstrated leadership skills to effective coach and guide direct reports.

**Why American Express?**

There’s a difference between having a job and making a difference.

American Express has been making a difference in people’s lives for over 160 years, backing them in moments big and small, granting access, tools, and resources to take on their biggest challenges and reap the greatest rewards.

We’ve also made a difference in the lives of our people, providing a culture of learning and collaboration, and helping them with what they need to succeed and thrive. We have their backs as they grow their skills, conque

  • Compliance Manager

    4 weeks ago

    กรุงเทพมหานคร, Thailand TMS Talent Full time

    We are working with a leading pharmaceutical MNC that is seeking a Compliance Manager to join their team in Bangkok. As the Compliance Manager, you will play a crucial role in supporting the Director of Compliance in matters related to regulatory compliance, risk management, and internal controls. You will collaborate with external advisors to stay...

  • Compliance Manager

    3 months ago

    กรุงเทพมหานคร, Thailand Chubb Full time

    Support the management of the company’s compliance risk control function, including by identifying and assessing compliance risks associated with the company’s business activities, and advising on and monitoring measures to address those risks. - Develop guidelines on the appropriate implementation of laws, regulations, rules and standards through...

  • Compliance Manager

    2 weeks ago

    กรุงเทพมหานคร, Thailand Pasona HR Consulting Recruitment (Thailand) Co.,Ltd Full time

    Job ID 48907 Business Trading Job Detail Job description - Organize overall Compliance management & Risk Management - Lead internal audits for affiliates in Thailand to assure complied and efficient business - process - Conduct company strategic activities with compliance, audit, legal knowledge Develop, lead, and conduct compliance activities with audit...

  • Legal & Compliance Manager

    2 months ago

    กรุงเทพมหานคร, Thailand JAC Recruitment Full time

    Job title: - Legal & Compliance Manager- Contract type: - Permanent- Location: - Bangkok- Specialisation: - Banking & Financial Services / Insurance- Reference: - PR/111112- Contact details: - Benjaporn Keatgumhaeng (Benji)- Job published: - June 06, 2023 11:57**Legal & Compliance Manager** **Location: BTS Chidlom** - We are looking for a Legal & Compliance...

  • Compliance Senior Manager

    2 weeks ago

    กรุงเทพมหานคร, Thailand TMS Talent Full time

    **Job Title**: Compliance Senior Manager - Healthcare **Job Summary**: **Responsibilities**: - Design, develop, and implement compliance policies and procedures. - Conduct compliance risk assessments and audits. - Investigate and resolve compliance issues. - Provide training on compliance matters to employees. - Represent the company to regulatory...

  • Legal & Compliance Manager

    4 weeks ago

    กรุงเทพมหานคร, Thailand RGF Full time

    **Job Detail**: - Legal & Compliance Manager (90K-120K) (SDG-97250) - ผู้จัดการฝ่ายกฎหมายและการปฏิบัติตามกฎระเบียบ- - Set up compliance framework by creating compliance checklist and conduct on-site/off-site monitoring as specified in compliance annual plan and risk...

  • IT Risk

    3 weeks ago

    คลองเตย, กรุงเทพมหานคร, Thailand Mitr Phol Sugar Corp., Ltd. Full time

    Bachelor's or Master's degree. At least 8 years of experienced. IT risk management, IT governance, IT compliance. Develop and maintain the organisation s IT risk & compliance management framework, in accordance with good practices and present to the executive management team. Establish and maintain effective relationships with key stakeholders, including...

  • Legal &compliance Manager

    2 weeks ago

    กรุงเทพมหานคร, Thailand Elabram Full time

    Job Description Set up compliance framework by creating a compliance checklist and conduct on-site/off-site monitoring as specified in the compliance annual plan and risk assessment and report the result to the Management of the company. Co-work with BOT to set up the Compliance Framework for the Hire Purchase business. Respond to regulatory authorities, and...

  • Legal & Compliance Manager

    2 weeks ago

    กรุงเทพมหานคร, Thailand Elabram Full time

    Job Description Set up compliance framework by creating a compliance checklist and conduct on-site/off-site monitoring as specified in the compliance annual plan and risk assessment and report the result to the Management of the company. Co-work with BOT to set up the Compliance Framework for the Hire Purchase business. Respond to regulatory authorities, and...

  • Legal & Compliance Manager

    3 weeks ago

    กรุงเทพมหานคร, Thailand Reeracoen.co.th Full time

    **Position**: Legal & Compliance Manager (Budget 80-110K) **Responsibilities**: Control all functions of Compliance and Legal Advisory services Monitor all projects related to Legal Consulting & Compliance Provide consult for all projects of company and related party to company business in term of legal and compliance concerns Develop and implement a...

  • Manager - Country Compliance

    3 weeks ago

    กรุงเทพมหานคร, Thailand Allianz Thailand Full time

    **Nice to know** This role entails taking on the responsibilities of providing actuarial technical support for the modeling tasks associated with the regional actuarial modeling platforms "RAFM" and "Unify." Additionally, it involves contributing to the development of process automation solutions designed to enhance the overall functionality of the...

  • Assistant Manager, Compliance

    1 week ago

    กรุงเทพมหานคร, Thailand 2C2P Full time

    **Assistant Manager, Compliance**: Thailand, Bangkok | Full Time | Legal & Compliance 2C2P is looking for an Assistant Manager, Compliance to join its growing team in Thailand. If you have the right skills, qualifications & experience and are looking for a rewarding career, don't wait! Join us and share our vision in providing the best payment services. -...

  • Manager, Legal

    2 weeks ago

    กรุงเทพมหานคร, Thailand DB Schenker Full time

    At DB Schenker, you are part of a global logistics network that connects the world. A network that allows you to shape your career by encouraging you to contribute and truly make a difference. With more than 76,000 colleagues worldwide, we welcome diversity and thrive on individual backgrounds, perspectives and skills. Together as one team, we are Here to...

  • Legal & Compliance Manager

    3 weeks ago

    กรุงเทพมหานคร, Thailand Suntory PepsiCo Beverage (Thailand) Full time

    Legal and Compliance Manager. Compliance Lead. Legal Matter. **Job responsibilities**: To draft & review business contract & key legal documents as per assigned, services agreement, etc. and other key legal documents. To advice on law, regulatory and compliance matters & code of conduct with respect to SPBT s businesses including privacy law, anti-bribery,...

  • Compliance Supervisory Manager

    2 weeks ago

    ราชเทวี, กรุงเทพมหานคร, Thailand บริษัท อีซี่ บาย จำกัด (มหาชน) Full time

    วันนี้ - คุณสมบัติพื้นฐาน - งานประจำ- 5 - 10 ปี- กทม. (ราชเทวี)- ปริญญาตรีหรือสูงกว่า- สามารถเจรจาต่อรองได้- หน้าที่และความรับผิดชอบ 1.Manage...

  • Compliance Supervisory Manager

    4 weeks ago

    ราชเทวี, กรุงเทพมหานคร, Thailand บริษัท อีซี่บาย จำกัด (มหาชน) Full time

    ตำแหน่ง Compliance Supervisory Manager วันที่ 25/08/2566 ความรับผิดชอบ 1.Manage preparation and operation of monitoring activities(Checklist/ Sampling Call/ Visit and other) as 2nd line. 2.Manage the regulator audit process (BOT/NCB) and the output submitted to regulators, and communicate with...

  • Head of Compliance

    1 week ago

    กรุงเทพมหานคร, Thailand Combined Insurance Full time

    This position serves as the Head of Compliance for Chubb Life Thailand and is principally responsible and accountable for providing compliance services to Chubb Life Thailand. The position reports directly to the Country President of Chubb Life Thailand, and matrix reports to the Chubb Life Global Chief Compliance Officer based in Hong...

  • Compliance Manager

    3 weeks ago

    ห้วยขวาง, กรุงเทพมหานคร, Thailand PRTR Full time

    Out client is a payment gateway (Fintech company). - Overseeing legal and compliance related policies and procedures. - Providing strategic advice and guidance on all legal and compliance matters to business. - Ensuring compliance governance is in place, including necessary guidelines and policies, and implementing required standards and processes, as...

  • Senior Manager

    1 week ago

    กรุงเทพมหานคร, Thailand Criterion Asia Recruitment (Thailand) Co., Ltd. Full time

    **Responsibilities**: - Develop and implement an enterprise-wide risk management and compliance framework, including policies, procedures, and guidelines. - Identify and assess potential risks, vulnerabilities, and compliance gaps across all areas of the organization. - Monitor and evaluate existing risk management and compliance programs, identifying areas...

  • Division Manager

    2 weeks ago

    กรุงเทพมหานคร, Thailand PTT Global Chemical Plc. Full time

    Division Manager - Corporate Compliance**Posting Start Date**:13/03/2024**Job Function**:Regulatory Affairs Management**Company**: **Work Location**: **Roles & Responsibilities** - Supervise all the business activities and processes that involve compliance and regulations - Take timely actions to ensure compliance, both with national/local laws and internal...