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Compliance Manager

1 month ago

กรงเทพมหานคร, Thailand Ancor Full time

**Compliance Manager (Trade Surveillance) (Up to 130K)**

Our client is a leading securities company in Thailand. They are seeking an experienced and enthusiastic leader to become a key player of their team.

**Responsibilities**:

- Monitoring the new laws related to the Securities Business from the regulator
- Performing day-to-day trade surveillance and trade monitoring
- Conduct trade surveillance and trade monitoring aligned with regulations and requirements
- Support, improve and update trade surveillance system and handle daily surveillance alerts and reports
- Giving advice to business units concerning to BOT consolidated supervision and/or relevant requirements
- Review and amend the commercial contracts, legal documents, company documents, and publications
- Monitoring activities of company and its subsidiaries to comply with regulatory requirements

**Required qualifications/experience**:

- Bachelor’s Degree or higher in Finance, Economics, Legal or related fields
- 3-5 years of Compliance, Trade Surveillance experience in Securities
- Experiences in Broker, Securities, Investment or related field preferred
- Good in English both written and verbal