Avp, in Business Control

4 days ago


คลองเตย กรงเทพมหานคร, Thailand United Overseas Bank (Thai) PCL - UOB Full time

Regulatory and Operational Risk Contact Point.
Advisory on Operational Risk Management Framework.
Experience in ORM, Compliance or Audit.
Serve as contact point for PFS segment (retail business) in relating to Regulatory and Operational Risk matters;.
Provide baseline advisory on Operational Risk Management framework, interpretation and enforcement of applicable regulatory requirements to BU/SU under the PFS segment;.
Develop and maintain the guidelines related to the responsible area for the PFS segment;.
Coordinate with BU/SU under the PFS segment and work together with other organizational lines of defense (i.e. Compliance, Legal, Operational Risk Management, Internal Audit, etc.) to complete tasks within a defined timeline;.
Monitor, communicate, and review the Operational Risk framework activities for BU/SU under the PFS segment to ensure timeliness of work and quality control are maintained;.
Working with compliance and legal to successfully drive the In-Business Compliance Risk Management within the first line, including guiding businesses to effectively identify and mitigate regulatory risks to operate within the approved risk appetite;.
Stay abreast of banking business regulations, particularly in the retail business, and facilitate BU/SU under the PFS segment in conducting Regulatory Impact Assessment Questionnaire for the new / updated regulatory, provide advice / recommendation and participate in execution of projects and processes if any changes are required, and escalate risks and delays as appropriate to ensure compliance and timely implementation;.
Liaise with BU/SU under the PFS segment on regulators requests to deliver completed requests within the defined timeline;.
Perform other duties / ad hocprojects related to Operational Risk Management and Regulatory Compliance as assigned.

**Education and Qualifications**:
Master s degree in Business Administration, Finance, Economics, Statistics, or related fields; or an equivalent combination of education and Operational Risk Management and Regulatory Compliance experience.
Preferably 3 years of work experience in Operational Risk Management, Compliance, Audit or related fields in financial institution.
Experience in Operational Risk Management and Risk Advisory is highly preferred.
Strong communication and interpersonal skills with the ability to facilitate, collaborate and build effective working relationships with stakeholders from various functions.
Sound understanding of Operational Risk Management and regulatory requirements, particularly in retail banking products and processes.
Excellent analytical skills - the ability to correctly interpret underlying information and assess its impact on risk and regulatory compliance.
Excellent organizational skills with the ability to manage several assignments and establish priorities.
Prove problem-solving, self-starter as well asteamwork.
Details-focused, result-oriented, self-motivated, flexible, enthusiastic, and good attitude.
Good command of English; communication and writing skills.

**Job skills required**: Risk Management, Management, English, Compliance

**Job skills preferred**: Finance, Legal, Coordinate



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