Manager of Compliance

Monitor and implement the Company s governing documents, such as the Code of Conduct and other relevant policies, ensuring compliance with internal and external standards. Oversee and report on compliance activities within the Company, ensuring timely identification and resolution of any compliance risks. Communicate the Company s Code of Conduct and...

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...

Provide legal advice and review/draft contracts and related documents. Handle legal registrations, including company registration, shareholder records, VAT registration, and intellectual property. Maintain shareholder registers, issue share certificates, and prepare payment call notices. Prepare board and shareholder meeting minutes and reports. Develop...

**Compliance Manager/ Sr. Manager (Legal)** THAI UNION GROUP PCL. Phayathai Posted on 17-Nov-22 **Job Highlights** - 10+ yrs experience in related Compliance function - Background from Listed company or relevance - University's degree in Law, Accounting, Finance **Key responsibilities**: Key accountability of the role focusing on compliance and...

Support the management of the company’s compliance risk control function, including by identifying and assessing compliance risks associated with the company’s business activities, and advising on and monitoring measures to address those risks. - Develop guidelines on the appropriate implementation of laws, regulations, rules and standards through...

Job ID 48907 Business Trading Job Detail Job description - Organize overall Compliance management & Risk Management - Lead internal audits for affiliates in Thailand to assure complied and efficient business - process - Conduct company strategic activities with compliance, audit, legal knowledge Develop, lead, and conduct compliance activities with audit...

A Typical Day. Compliance Handle and coordinate Compliance tasks assigned by direct report Maintain monitoring process to comply with Electrolux Control System (ECS) Evaluate and seek advice from direct report on the design of internal controls and make recommendations for improvement Develop internal control points on the policies and procedures, ensuring...

**You Lead the Way. We’ve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create...

**You Lead the Way. We’ve Got Your Back.** At American Express, we know that with the right backing, people and businesses have the power to progress in incredible ways. Whether we’re supporting our customers’ financial confidence to move ahead, taking commerce to new heights, or encouraging people to explore the world, our colleagues are constantly...

Job Description Advisory/Regulatory Guidelines To provide Regulatory advice to the business and Regulatory Liaison with business units to ensure that they are familiar with Compliance processes &, where relevant, give adequate training. Ensure the AAM Plc Compliance Manual & its core Compliance Processes is kept under review & updated as & when...

At Opn, we believe the digitalization of the economy has opened up the world and offers endless opportunities to grow and make meaningful connections with one another. Opn is powered by its payment infrastructure sister company, Omise Payment Holdings, which provides one-stop online payment solutions. Opn connects people, businesses and society in...

วันทำงานปกติ จันทร์-ศุกร์ 8:30 - 17:30 น. - มีค่าเดินทาง, ค่าล่วงเวลา, กองทุนสำรองเลี้ยงชีพ - ประกันชีวิตและสุขภาพกลุ่ม (รวมค่าทำฟันปีละ 2,000...

**Job Detail**: - Legal & Compliance Manager (90K-120K) (SDG-97250) - ผู้จัดการฝ่ายกฎหมายและการปฏิบัติตามกฎระเบียบ- - Set up compliance framework by creating compliance checklist and conduct on-site/off-site monitoring as specified in compliance annual plan and risk...

**Job Title**: Compliance Senior Manager - Healthcare **Job Summary**: **Responsibilities**: - Design, develop, and implement compliance policies and procedures. - Conduct compliance risk assessments and audits. - Investigate and resolve compliance issues. - Provide training on compliance matters to employees. - Represent the company to regulatory...

**Responsibilities** - Controlling all functions of Compliance and Legal Advisory services. - Monitoring all projects related to Legal Consulting & Compliance. - Providing consult for all projects of the company and related parties to company business in terms of legal and compliance concerns. - Developing and implementing a compliance program to ensure that...

Job Description Set up compliance framework by creating a compliance checklist and conduct on-site/off-site monitoring as specified in the compliance annual plan and risk assessment and report the result to the Management of the company. Co-work with BOT to set up the Compliance Framework for the Hire Purchase business. Respond to regulatory authorities, and...

Job Description Set up compliance framework by creating a compliance checklist and conduct on-site/off-site monitoring as specified in the compliance annual plan and risk assessment and report the result to the Management of the company. Co-work with BOT to set up the Compliance Framework for the Hire Purchase business. Respond to regulatory authorities, and...

**Nice to know**: **Your Day at Allianz Ayudhya***: - Perform a self-assessment to check the level of compliance with the requirements of the GISF and the compliance with any applicable laws and regulations at least on an annual basis. - Prepare the Compliance Report for GISF for the ISO - Define and enable the Companies specific action plans to attain and...

**Nice to know** This role entails taking on the responsibilities of providing actuarial technical support for the modeling tasks associated with the regional actuarial modeling platforms "RAFM" and "Unify." Additionally, it involves contributing to the development of process automation solutions designed to enhance the overall functionality of the...

**Your Day at Allianz Ayudhya** 1) Provide advice or consultation of Compliance issues - Understand laws, regulations, Group policies requirements and Compliance Manuals/Policies/Guidelines to be able provide good advice and effective consultation. - Perform compliance risk scoping & assessment, documents the Compliance risk associated with the Company's...