Head of Compliance

**Responsibilities**: **Head of Compliance** Head of Compliance will directly report to the Audit Committee of Thailand and to The Chief Compliance Officer, Asia. Overall responsible for overseeing the compliance activities for the company, ensuring adherence to the regulatory requirements and global compliance standards. The role involves collaboration...

In this role you'll be strategically managing the Compliance function by leading, reviewing and evaluating all compliance issues within the business unit. You will work together with the regional compliance team and set up the local compliance framework while adopting the best practices, ensuring that the business complies with local regulatory requirements....

Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes: - Disseminate and advise on regulatory updates to relevant parties;- Due diligence annual checks, and other industry examination monitoring- Assist the Head of Compliance for the territory in projects involving regulatory...

**Key areas of your responsibilities**: - Reporting to the Group Chief Compliance and Risk Officer (CCRO), you will be responsible to develop and implement a scalable regulatory framework across second-line compliance responsibilities to ensure SATH meets its regulatory and license obligations. - Act as the key liaison officer between SATH and SEC and...

REGULATORY COMPLIANCE OFFICER (JOB NUMBER: REG000394) **- Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes: - Disseminate and advise on regulatory updates to relevant parties; - Due diligence annual checks, and other industry examination monitoring - Assist the Head of...

The WM Compliance Officer - **provides reasonable assurance **to the Territory Compliance Thailand and to the business Head of Wealth Management Thailand - **that adequate Compliance framework is in place**: **in line with applicable local Regulations** **in line with any applicable Group and WM internal policies & procedures** - The WM Compliance Officer...

**Location**: Bangkok, Thailand **Job ID**: R0081740 **Date Posted**: 2025-03-07 **Company Name**: HITACHI ENERGY (THAILAND) LIMITED **Profession (Job Category)**: Customer Service & Contact Center Operations **Job Schedule**: Full time **Remote**: No **The Opportunity**: You as Country Trade Compliance Officer (Open) will be part of be part of...

**Responsibilities** - Compliance - Ensuring Compliance with Global’s information security policies and procedures. - Ensuring compliance to service level agreements for all administration facilities while ensuring. - Ensuring compliance to purchase a policy. - Ensuring legal compliance while selecting properties and premises. - Monitoring work at the site...

Perform second level of controls as per Compliance control plans. - Manage sanction lists and watch lists in the AML/ Sanctions screening tools. - Prepare, support and coordinate all Compliance reports, updates and dashboard (including but not limited to those required for submission to Regional office and/or Head Office) - Assist in submission of regulatory...

**Everyday** **Legal** - Provide accurate and timely counsel to executives on legal-related matters which include but not limited to partnerships, international ventures, corporate finance, etc. - Collaborate with the Management to devise efficient defense strategies - Review and monitor incoming and outgoing arbitration, court and complaints escalated from...