(Manager), Retail Investment Operations Centre

2 weeks ago


ภาษเจรญ กรงเทพมหานคร, Thailand United Overseas Bank (Thai) PCL - UOB Full time

Verify and approve the order aggregation, allotment and settlement in Bank s system.
Verify the correctness of daily static data.
Send the order for execution to relate party.
Verify and approve fund transfer instruction and monitor the incoming fund.
Perform payment processing - credit/debit to customer account.
Monitor the corporate actions e.g., coupon, call, maturity, and voluntary corporate action, verify and approve the settlement process.
Perform daily, monthly and ad hoc reconciliation.
Work in collaboration with internal parties (Product, Channel Operations Centre, Finance, Cash Management Operations Center, Global market) and external parties (Custodian, Clearstream, Printing vendor) to smoothen the daily operation process.
Investigate the breaks (if any), identify the root cause, and take appropriate actions. Escalate to Supervisor for unidentified or unresolved breaks.
Manage printing vendor for confirmation advice and monthly statement.
UAT for wealth product related.

**Key Result Areas (KRA)**:
To reconcile and verify process of order aggregation, contracting and settlement with correctness and timeliness.
To reconcile and verify the end-to-end process of corporate actions with correctness and timeliness.
To reconcile and verify transaction related to RIOC.
To reconcile and verify payment processing accuracy with correctness and timeliness.
To manage verify printing vendor to process of document printing with correctness and timeliness.
**Critical Skills and Competencies**: (Please select most appropriate 3 (max 5) skills and competencies from list provided):
**Core competencies**:
Integrity and Trust.
Drive for Results.
Problem Solving.

**Functional competencies**:
Internal Control.
Service Balance Control.
Cautious.

**Experience and Background Requirements**:
At least 2-3 years experience in Financial, Business Banking or related fields will be an advantage.
Experience with project implementation will be an advantage.
Proficient in MS Excel & PowerPoint. Knowledge in MS Access would be an advantage.
Good command of spoken and written English.
Able to draw the workflow and write the work procedure.

**Educational Requirements**:
Bachelor s degree in business Banking, Accounting, Finance, Marketing or related fields.
**Job skills required**: Finance, Excel, English, Problem Solving



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