Vice President, Retail Business Compliance Th

11 hours ago


Thailand CIMB Group Full time

**Responsibilities**:

- Develop effective tools or procedures for disseminating and communicating Compliance Policy to all bank staff
- Provide advisory and recommendation concerning laws and regulatory requirements of all regulators and compliance policy of the bank
- Coordinate with business units to seek all necessary regulatory approval and information upon regulator ’ s requests
- Establish and communicate compliance policy to all staff of the bank
- Ensure that new regulatory requirements is summarized and communicated with related business units in order to prosper operational process in compliance with the new regulatory requirements
- Ensure that periodic training courses on relevant BOT and regulations is conducted to relevant staffs of the Bank and subsidiary companies
- Coordinate with BOT for supporting banking business operation of the Bank and subsidiary companies
- Ensure that banking operational process is reviewed and assessed incompliance with BOT regulatory requirements on regular basis

**Qualifications**:

- Bachelor ’ s degree in the relevant discipline ( Accounting / Finance / Economics / Law )
- 3**:

- **5 years of experience of relevant banking background in established bank **/ **financial institutions
- Understands the industry and the factors that can affect regional and corporate goals; uses industry knowledge in planning and decision making **.**:

- Stays abreast of current developments and trends in all relevant laws **/ **regulations **/ **technical **/ **professional knowledge areas **.



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