Market Surveillance Associate
2 weeks ago
Key Responsibilities
- Monitor transactions for improper trading and ensure compliance with company policies and relevant laws.
- Update and revise SOPs to reflect current guidelines and market conditions.
- Prepare detailed reports on investigated transactions for submission to the SEC, Board, or relevant committees.
- Conduct market surveillance to identify and report on insider trading or market manipulation.
- Maintain and optimize market surveillance tools and operational analytics.
- Identify and escalate concerns to stakeholders, reporting abnormal activity to senior management.
- Be available to address critical issues outside regular working hours as needed.
- Perform other tasks as required by the company.
Qualifications
- Bachelor's degree in Finance, Economics, Business Administration, or a related field.
- Familiarity with financial markets, trading behavior, or digital assets is a plus.
- New graduates are welcome.
- Strong analytical and problem-solving skills, with attention to detail.
- Basic understanding of data tools such as Excel or SQL (training will be provided if needed).
- Good communication skills and a collaborative attitude.
- Ability to manage time effectively, follow instructions, and meet deadlines.
- Eagerness to learn and grow in a fast-paced, evolving environment.
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