Head, Fund Supervisory and Custodian Services and Facility Agent

6 days ago


Thailand CIMB Group Full time

**Responsibilities**:

- Plan and manage activities to ensure agreed the standard process is met and align with the business directions.
- Process optimization in Fund Supervisory and Custodian Service
- Maintain strong business partnership with Finance Institute, Securities Services, Technology, Operations and Human Resource to provide incremental value added services.
- Supervise our teams are operate/manage within turn around time and shall align to Prospectus, Local Operating procedure manual, Local Law and regulation.
- Supervise Fund and related parties are smooth operate.
- Ensure satisfactory internal audit and regulatory inspection
- Work with Relationship managers, Securities Service Product, Compliance and related unites to efficient our duties and obligations
- To management Fund/Customer require whether shall provide supporting document, services within turn around time
- Continuously communicated, coach, share knowledge and provide appropriate training to teams.
- Identify high potential employees capable of driving future growth and performance
- Establishes an inclusive and positive team oriented work environment and treats all employees with dignity and respect.
- Ensure Fund is operate to Prospectus, Local law and regulations.
- Ensure our process and duties comply to Local operating procedure manual, Prospectus, Local Law and Regulation.

**Qualifications**:

- Bachelor’s degree or upper in Business, Finance or Economics
- Experienced custodian Bank 5 years
- Knowledge Banking product such as Fund Transfer (Bahtnet, SWIFT).
- Knowledge securities services such as investment securities (Bond, Common stock, Debenture, Time deposit, Paper Securities).
- Knowledge local law and regulation of BOT such as NRBA, NRBS, DMS
- Knowledge local law and regulation of SEC such as Mutual Investment, Property Fund Investment.
- Good command of English
- Good computer skills in Microsoft excel and word
- Good communication and people management skill
- Negotiation skill
- Leadership Management skill
- Banking experience background
- Positive Thinking, good attitude and respect people


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