Compliance Supervisor
6 months ago
Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO.
Manage the SEC licensing and all SEC queries relating to the business.
Coordinate and work closely with business units and relevant regulators to make sure that the company fully with relevant rules and regulations.
Develop and maintain Regulatory Compliance Audit and Supervision programs.
Write and present the Compliance Supervision Reports to the Board and Audit Committee.
Assist Regulatory Compliance Working Group on company regulatory compliance strategies and to oversee regulatory compliance across company.
Conduct monitoring and Regulatory Compliance Review to ensure consistent compliance across company.
Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance.
Communicate and facilitate regulatory compliance risk assessment by other business units.
Facilitate business on regulatory impact assessment for new/drafting regulations and consultation papers which are circulated/ announced by the SEC/AMLO/BOT and any other regulatory changes related to business core process.
Coordinate with Legal to develop regulatory compliance procedure & facilitate Business Unit to embed regulatory compliance procedure in Business Unit process.
Act as the point of contact for all advisory and monitoring resources on compliance matters relating to the business and communications with investors and clients.
Perform and complete daily monitoring checklists on fund related issues.
Collaborate with Regulatory Compliance working group, Legal and Business Unit in maintaining as well as lively update the Regulatory Compliance policy & procedure.
Collaborate with Legal and Group Compliance to roll out regulatory compliance intranet (database).
**Qualifications**:
Bachelor s degree or higher in Law, Economics, Finance, or a related field.
At least 5 years of experience in prior Legal and Compliance or Audit in Financial Institutions.
Good command of verbal and written communication skills in Thai and English.
Good computer skills.
Strong analytical, interpersonal, and negotiation skills.
Attention to detail and interest in following the latest regulatory changes.
Experience in Digital Assets Market, Capital Market, and Financial Market will be advantageous.
Must have initiative and a good working attitude.
**Job skills required**: English, Thai, Compliance, Legal, Coordinate
**Job skills preferred**: Finance, Negotiation
-
Compliance and Internal Audit Officer
6 months ago
กรุงเทพมหานคร, Thailand Pasona HR Consulting Recruitment (Thailand) Co.,Ltd Full timeJob ID 50888 Business Trading Job Detail - Participates in planning the internal audit scope and developing the annual audit plan. - Summarize the audit results as assigned in the audit report and then report them to the supervisor - Follow up on audit results as assigned. - Involving for ensuring that the company adheres to all relevant laws, regulations,...
-
Officer, Cargo Standards and Compliance
1 week ago
กรุงเทพมหานคร, Thailand AirAsia Full timeBe responsible for coordinating with associating departments to ensure compliance and smooth daily operation. - Maintain the standardization of transportation cargo by air and keep updated relevant rules and regulations concerned - Monitor documents related to cargo standards and compliance. - Communicate with internal and external for new updates and...
-
Senior Manager, Compliance
3 months ago
กรุงเทพมหานคร, Thailand Marriott International, Inc Full time**Job Number** 24163553 **Job Category** Finance & Accounting **Location** Thailand Area Office, 19th Floor, Bangkok, Bangkok, Thailand VIEW ON MAP **Schedule** Full-Time **Located Remotely?** N **Relocation?** N **Position Type** Management **JOB SUMMARY** The Manager is a key member of the Finance team in the Continent, with focus in the APEC...
-
Ie Ops Improvement Supervisor
6 months ago
กรุงเทพมหานคร, Thailand UNITED PARCEL SERVICE Full timeExplore your next opportunity at a Fortune Global 500 organization. Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better every day. We know what it takes to lead UPS into tomorrow—people with a unique combination of skill + passion. If you have the qualities and drive to lead yourself...
-
Warehouse Supervisor
6 months ago
กรุงเทพมหานคร, Thailand Theodore International (Thailand) Co.,Ltd. Full timeMeeting with supervisor, Logistic and Staff inform about daily working plan - Perform compliance requirements of the CEO - Control, guide, motivate and evaluates staff - Daily warehouse working report to the CEO - Control of the workflow in the warehouse - Maintains running inventory control of warehouse item - Control over the maintenance of the warehouses...
-
Quality Supervisor
6 months ago
กรุงเทพมหานคร, Thailand Jasa Integritas Malaysia Sdn, Bhd Full timeIntegrity Thailand is on the lookout for a **Quality Supervisor (Thailand) **who is responsible of proofreading of verification reports, monitoring calls, proofreading analyst reports prepared by operations, and other quality-related tasks and duties including conducting internal audits and assessments, confirming investigation reports, and developing...
-
Food and Beverage Supervisor
8 months ago
กรุงเทพมหานคร, Thailand Hilton Full timeFood and Beverage Supervisor A Food and Beverage Supervisor is responsible for supervising operations of Food and Beverage outlets to deliver an excellent Guest and Member experience while working with the team to ensure departmental targets are met. **What will I be doing?** As a Food and Beverage Supervisor, you are responsible for supervising operations...
-
Legal (Contract) - (Supervisor - Assistant Manager
6 months ago
คลองเตย, กรุงเทพมหานคร, Thailand Bitkub Full timeProvide legal advice/services for day-to-day operations as needed. Draft and revise agreements, contracts, other legal documents, as well as important correspondences. Prepares contracts for internal review and approval and ensures compliance with company policies as well as applicable laws or regulations. Assist in the creation and implementation of legal...
-
Benefit Operations Supervisor
6 months ago
กรุงเทพมหานคร, Thailand Unilever Full time**Job Title: Benefit Operations Supervisor** **Location: Thailand** **Job Summary**: The Benefit Operations Supervisor is a critical member of the PEX team responsible for supporting the administration and coordination of employee benefit programs within the organization. This role ensures that employees receive accurate and timely information, assistance,...
-
Audit & Compliance Manager
6 months ago
กรุงเทพมหานคร, Thailand Marriott International, Inc Full time**Job Number** 24084117 **Job Category** Finance & Accounting **Location** Bangkok Marriott Hotel Sukhumvit, 2 Sukhumvit Soi 57, Bangkok, Bangkok, Thailand VIEW ON MAP **Schedule** Full-Time **Located Remotely?** N **Relocation?** N **Position Type** Management **JOB SUMMARY** Supports the day-to-day execution of general ledger impacted processes,...
-
Reservation Supervisor
6 months ago
กรุงเทพมหานคร, Thailand HSH Group Full timeWorking alongside a wonderful team at The Peninsula Bangkok, we are seeking a Reservation Supervisor who has a genuine passion for supporting our Reservation team. - Work for a prestigious hotel in Bangkok. - Learn and grow within a strong Sales & Marketing - Favorable remuneration package **Responsibilities** - Oversee the reservation team's operations,...
-
Supervisor
2 months ago
ดินแดง, กรุงเทพมหานคร, Thailand บริษัท ทรานสคอสมอส (ไทยแลนด์) จำกัด Full timeบริษัท: - บริษัท ทรานสคอสมอส (ไทยแลนด์) จำกัด - รายละเอียดงาน: - To manage operation call center agents staff area. Response for all aspects of operations such as customer service and problem resolution in order to maintain exceptional customer and call center...
-
Food and Beverage Supervisor
8 months ago
กรุงเทพมหานคร, Thailand Hilton Full timeA Food and Beverage Supervisor is responsible for supervising operations of Food and Beverage outlets to deliver an excellent Guest and Member experience while working with the team to ensure departmental targets are met. **What will I be doing?** As a Food and Beverage Supervisor, you are responsible for supervising operations of Food and Beverage outlets...
-
Pricing and Channel Analyst
2 months ago
คลองเตย, กรุงเทพมหานคร, Thailand Bangchak Corporation PCL Full timeAnalyze latest market development and present actionable insights to support RMLs, POs and Advisors with revenue management decisions and price recommendation. Utilizes value chain economics/data analysis and develop system tools to recommend tributary market insights, support outlier management, channel alignment, optimization of pricing mechanism and/or...
-
Legal Supervisor
6 months ago
กรุงเทพมหานคร, Thailand RGF Full time**Job Detail**: - Legal Supervisor (40K-75K) (SDG-102474) - หัวหน้างานฝ่ายกฎหมาย- - Provide legal advice and Support to the businesses including operational and supportive units across a variety of legal and compliance matters of the Companies - Draft, review, revise and negotiate contracts, agreements and legal...
-
Ocean Freight Supervisor I
6 months ago
กรุงเทพมหานคร, Thailand UNITED PARCEL SERVICE Full timeExplore your next opportunity at a Fortune Global 500 organization. Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better every day. We know what it takes to lead UPS into tomorrow—people with a unique combination of skill + passion. If you have the qualities and drive to lead yourself...
-
Corporate Secretary
6 months ago
คลองเตย, กรุงเทพมหานคร, Thailand Bitkub Full timePrepare, organize, and facilitate the meeting of shareholders, Board of Directors, Executive Committee and sub-committees, and shareholder's meeting. Implement secretarial roles of the Board of Director, Executive Committee, and shareholder's meeting to distribute meeting agenda, scheduling meetings, recording and transcribe meeting minutes. Ensure that the...
-
Bar Supervisor
8 months ago
กรุงเทพมหานคร, Thailand Hilton Full timeA Bar Supervisor oversees the bar service to offer a high quality, efficient beverage service that adds to a superior Guest experience and is in accordance with licensing regulations associated with alcoholic beverages. **What will I be doing?** As a Bar Supervisor, you will supervise the bar service to offer a high quality, efficient beverage service that...
-
Floor Supervisor
3 months ago
กรุงเทพมหานคร, Thailand Hilton Full timeFloor Supervisor With thousands of hotels in over 100 countries and territories, Hilton offers countless opportunities to delight. From an open door to a welcoming smile and an exceptional experience, we offer the millions of travellers who stay with us every year a welcome they will never forget. In addition to our flagship brand, Hilton Hotels & Resorts,...
-
Floor Supervisor
7 months ago
กรุงเทพมหานคร, Thailand Hilton Full timeFloor Supervisor With thousands of hotels in over 100 countries and territories, Hilton offers countless opportunities to delight. From an open door to a welcoming smile and an exceptional experience, we offer the millions of travellers who stay with us every year a welcome they will never forget. In addition to our flagship brand, Hilton Hotels & Resorts,...