Head of Compliance

1 month ago


Bangkok, Bangkok, Thailand Adecco Thailand Full time
Job Summary:

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Responsibilities:

Achieve the objectives of the Compliance department by planning, overseeing, managing, and supporting all departmental activities.Clearly communicate departmental policies and regulations to relevant stakeholders to ensure their understanding of compliance responsibilities.Ensure adherence to regulations set by the BOT, SEC, OIC, and other pertinent government authorities.Uphold corporate compliance with internal standards, industry practices, and international regulations and guidelines.Conduct compliance assessments, monitor compliance issues, and track performance.Ensure adherence to AML/CFT requirements through regulatory testing and transaction monitoring.Develop a compliance strategy framework and a risk management model for compliance.Evaluate internal compliance practices and implement necessary corrective actions.Engage with external auditors on matters related to compliance.Establish and maintain effective compliance record-keeping systems.Work closely with key stakeholders and department heads to identify and prevent undesirable events and misconduct.Create training materials and disseminate best practices to stakeholders and department heads.Prepare reports for management and external regulators as required.Build and develop a strong compliance team by coaching team members to improve their performance and advance their careers.

Experience Requirements:
Bachelor's degree or higher in Law, Business Administration, or a related discipline.Minimum of 10 years of experience in compliance within banking or financial institutions.Fluent in English, both spoken and written.Demonstrates a proactive work approach, positive attitude, and problem-solving abilities, with a readiness to embrace new challenges and collaborate effectively within a team.Strong analytical, communication, and presentation skills are highly desirable.
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