Compliance Officer

2 weeks ago

Bangkok, Bangkok, Thailand CRYPTOMIND ASSET CO., LTD. Full time

Job Description:

  • Ensure that the company's IT operations, systems, and policies comply with applicable laws, regulations, and guidelines set by regulators such as the Securities and Exchange Commission (SEC Thailand).
  • Develop, review, and maintain IT compliance policies, standards, and procedures to ensure alignment with internal governance frameworks and regulatory expectations.
  • Monitor regulatory developments and provide advice to management and IT teams on emerging compliance requirements affecting IT systems, data governance, and cybersecurity.
  • Conduct compliance risk assessments, gap analyses, and maturity assessments to evaluate adherence to regulatory obligations and company policies.
  • Identify compliance vulnerabilities, recommend corrective actions, and follow up on remediation progress to mitigate potential risks.
  • Provide compliance reports and updates to the Head of Compliance and the Board of Directors.
  • Conduct compliance training and awareness programs covering IT-related compliance requirements as well as broader regulatory areas such as AML/CFT, data protection, and other relevant compliance obligations, to ensure employees clearly understand their responsibilities.
  • Support internal and external audits, regulatory inspections, and examinations by preparing and maintaining accurate documentation and evidence.
  • Collaborate closely with Legal, Risk, and IT teams to ensure a consistent approach to governance, risk management, and compliance.

Qualifications:

  • Bachelor's or Master's degree in Law, or related fields.
  • Minimum of 1 years' experience in IT Compliance, IT Risk, or IT Security within the banking, securities, or financial services industry.
  • Experience and knowledge in the banking or securities business, including related regulations and compliance requirements, will be an advantage.
  • Ability to work independently with limited supervision in a fast-paced, regulated environment.
  • High-energy, motivated self-starter/learner with the ability to quickly adapt to new regulations, compliance requirements, and emerging technologies.
  • Strong ability to work under pressure and meet strict deadlines.
  • Excellent communication skills and ability to collaborate effectively with cross-functional teams.
  • Strong analytical, troubleshooting, and problem-solving skills.
  • Proficient in computer skills and standard office programs; familiarity with compliance or risk management tools is a plus.
  • Proficiency in preparing compliance reports, policy documents, and regulatory submissions.

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