IT Compliance Officer

7 days ago

Bangkok, Bangkok, Thailand Private Advertiser Full time

Job Description:

  • Ensure that the company's IT operations, systems, and policies comply with applicable laws, regulations, and guidelines set by regulators such as the Securities and Exchange Commission (SEC Thailand).
  • Develop, review, and maintain IT compliance policies, standards, and procedures to ensure alignment with internal governance frameworks and regulatory expectations.
  • Monitor regulatory developments and provide advice to management and IT teams on emerging compliance requirements affecting IT systems, data governance, and cybersecurity.
  • Conduct compliance risk assessments, gap analyses, and maturity assessments to evaluate adherence to regulatory obligations and company policies.
  • Identify compliance vulnerabilities, recommend corrective actions, and follow up on remediation progress to mitigate potential risks.
  • Provide compliance reports and updates to the related person
  • Conduct compliance training and awareness programs covering IT-related compliance requirements as well as broader regulatory areas such as AML/CFT, data protection, and other relevant compliance obligations, to ensure employees clearly understand their responsibilities.
  • Support internal and external audits, regulatory inspections, and examinations by preparing and maintaining accurate documentation and evidence.
  • Collaborate closely with Legal, Risk, and IT teams to ensure a consistent approach to governance, risk management, and compliance.

Qualifications:

  • Bachelor's or Master's degree in Law, or related fields.
  • Minimum of 1 years' experience in Law, IT Compliance, IT risk
  • Experience and knowledge in the banking or securities business, including related regulations and compliance requirements, will be an advantage.
  • High-energy, motivated self-starter/learner with the ability to quickly adapt to new regulations, compliance requirements, and emerging technologies.
  • Excellent communication skills and ability to collaborate effectively with cross-functional teams.
  • Problem-solving skills, can work under pressure and meet strict deadlines.
  • Proficient in computer skills and standard office programs; familiarity with compliance or risk management tools is a plus.
  • Proficiency in preparing compliance reports, policy documents, and regulatory submissions.

  • Compliance Officer

    3 days ago

    Bangkok, Bangkok, Thailand PingPong Payments Full time

    Job ResponsibilitiesPingPong Payments is a leading global payment solutions provider holding licenses across the United States, Europe, Hong Kong, and Southeast Asia. We are seeking a skilledCompliance Officerto join our global compliance team and support the development and implementation of compliance programs in Thailand. This role will ensure adherence...

  • Compliance Officer- Compliance Manager

    2 weeks ago

    Bangkok, Bangkok, Thailand TALENTVIS RECRUITMENT (THAILAND) CO., LTD. Full time

    Working Condition: Onsite and 1 day hybrid workingWorking Hours: Mon- Fri PM. (with Flexible working hours)Location: BTS (Good location to commute to)ResponsibilitiesMonitor business activities to ensure compliance with securities laws and regulations (SEC, SET, AMLO, and related authorities).Conduct market, transaction, and suspicious activity surveillance...

  • Senior Compliance Officer

    7 days ago

    Bangkok, Bangkok, Thailand VINARCO Full time

    Job Description:Location: Bangkok (with occasional travel to Rayong)Reporting to: Head of Legal and Corporate ComplianceOur Client: A market-leading organization in the Downstream oil and gas industry.Job PurposeAs a Senior Compliance Officer for a leader in the downstream sector, you will play a pivotal role in safeguarding our reputation and operational...

  • Senior Compliance Officer

    1 week ago

    Bangkok, Bangkok, Thailand Vinarco Services (Thailand) Limited Full time

    Location: Bangkok (with occasional travel to Rayong)Reporting to: Head of Legal and Corporate ComplianceOur Client: A market-leading organization in the Downstream oil and gas industry.Job PurposeAs a Senior Compliance Officer for a leader in the downstream sector, you will play a pivotal role in safeguarding our reputation and operational integrity. We are...

  • Senior Compliance Officer

    1 week ago

    Bangkok, Bangkok, Thailand Vinarco Full time

    Location: Bangkok (with occasional travel to Rayong) Reporting to: Head of Legal and Corporate Compliance Our Client: A market-leading organization in the Downstream oil and gas industry. Job Purpose As a Senior Compliance Officer for a leader in the downstream sector, you will play a pivotal role in safeguarding our reputation and operational integrity. We...

  • Compliance Officer

    5 days ago

    Bangkok, Bangkok, Thailand XTransfer Full time

    Employment Type:● Licensing and regulatory lead○ Lead end-to-end applications for required payment services licences in Thailand under the Bank of Thailand regulatory framework.○ Act as the primary point of contact with BOT, AMLO and other authorities. Manage queries, interviews, onsite inspections and post-licensing conditions.○ Maintain the...

  • Digital Asset Compliance Officer

    1 week ago

    Bangkok, Bangkok, Thailand FirstMARKET Full time

    Digital Asset Compliance OfficerWe are looking for a contract compliance officer at a Thailand-based digital asset advisory start-up. The firm is envisioned to be a digital asset advisor, research house, and fund management, all of which constitute a unique digital asset investment firm of its kind in Thailand with a strong network in Singapore and Hong...

  • Legal & Compliance Officer (HM Office)

    7 days ago

    Bangkok, Bangkok, Thailand Green Spot Co., Ltd. Full time

    Job PurposeProvide legal and compliance support to the company by drafting and reviewing contracts and legal documents in Thai and English, ensuring legal accuracy and protecting the company's interests, as well as providing basic legal risk advice.Key ResponsibilitiesDraft and review contracts, agreements, and legal documentsProvide preliminary advice on...

  • Junior Compliance

    1 week ago

    Bangkok, Bangkok, Thailand Shopee Full time

    Job DescriptionConduct periodic compliance reviews to ensure the company maintains a high level of adherence to insurance and financial services regulations.Monitor, analyze, and provide updates on new and amended laws, regulations, and guidelines issued by the Office of Insurance Commission (OIC), Anti-Money Laundering Office (AMLO), and the Bank of...

  • Senior Officer, AML Compliance

    2 weeks ago

    Bangkok, Bangkok, Thailand Western Union Full time

    JR0127862Senior Officer, AML Compliance– Bangkok, ThailandAre you looking to play a key role in helping combat financial crime and provide services to help a global financial services company navigate business processes in Compliance? Are you ready to unleash your potential in a global company that is committed to making financial services accessible to...