Compliance

This position serves as the Head of Compliance for Chubb Life Thailand and is principally responsible and accountable for providing compliance services to Chubb Life Thailand. The position reports directly to the Country President of Chubb Life Thailand, and matrix reports to the Chubb Life Global Chief Compliance Officer based in Hong...

PRTR’s IT function is looking for an experienced IT Security and Compliance to join one of the leading security service provider companies based in Bangkok. **Responsibilities** - Developing Maintaining and updating information security policies, standards, and procedures. - Improving information security to ensure compliance both with internal security...

Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO. Manage the SEC licensing and all SEC queries relating to the business. Coordinate and work closely with business units and relevant regulators to make sure that the company fully with...

Conduct periodic compliance reviews to ensure the company maintains a high level of adherence to payment business regulations. Provide advisory and consultation services to business units to help develop new business ideas and initiatives. Develop, implement, and review compliance policies and procedures to align with regulations and operational...

**Responsibilities**: - Regulatory Integration: Develop and implement strategies to align company policies with new regulations. Monitor, research, and analyze relevant laws, ensuring timely updates and communication to all departments. - Regulatory Coordination: Liaise with relevant regulators, including ETDA, PDPC, BOT, and SEC, to secure the necessary...

Job ID 52073 Business Banking, Finance, Securities, Insurance Job Detail - Overseeing prompt identification of regulatory changes and developments. - Providing necessary supports on assessment of impact to ensure compliance with applicable laws. - Implementing quality assurance on compliance of the Bank's processes against local regulations. - Conducting...

Monitor and implement the Company s governing documents, such as the Code of Conduct and other relevant policies, ensuring compliance with internal and external standards. Oversee and report on compliance activities within the Company, ensuring timely identification and resolution of any compliance risks. Communicate the Company s Code of Conduct and...

**Key areas of your responsibilities**: - Reporting to the Group Chief Compliance and Risk Officer (CCRO), you will be responsible to develop and implement a scalable regulatory framework across second-line compliance responsibilities to ensure SATH meets its regulatory and license obligations. - Act as the key liaison officer between SATH and SEC and...

**Your Day at Allianz Ayudhya** 1) Provide advice or consultation of Compliance issues - Understand laws, regulations, Group policies requirements and Compliance Manuals/Policies/Guidelines to be able provide good advice and effective consultation. - Perform compliance risk scoping & assessment, documents the Compliance risk associated with the Company's...

Reference Code: 97388**Compliance Officer**: - Richemont- Bangkok, 10, TH- PermanentRichemont owns some of the world’s leading luxury goods Maisons, with particular strengths in jewellery, fine watches and premium accessories. Each Maison represents a proud tradition of style, quality and craftsmanship and Richemont seeks to preserve the heritage and...