Assistant Compliance Manager
2 weeks ago
Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO.
Manage the SEC licensing and all SEC queries relating to the business.
Coordinate and work closely with business units and relevant regulators to make sure that the company fully with relevant rules and regulations.
Develop and maintain Regulatory Compliance Audit and Supervision programs.
Write and present the Compliance Supervision Reports to the Board and Audit Committee.
Assist Regulatory Compliance Working Group on company regulatory compliance strategies and to oversee regulatory compliance across company.
Conduct monitoring and Regulatory Compliance Review to ensure consistent compliance across company.
Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance.
Communicate and facilitate regulatory compliance risk assessment by other business units.
Facilitate business on regulatory impact assessment for new/drafting regulations and consultation papers which are circulated/ announced by the SEC/AMLO/BOT and any other regulatory changes related to business core process.
Coordinate with Legal to develop regulatory compliance procedure & facilitate Business Unit to embed regulatory compliance procedure in Business Unit process.
Act as the point of contact for all advisory and monitoring resources on compliance matters relating to the business and communications with investors and clients.
Perform and complete daily monitoring checklists on fund related issues.
Collaborate with Regulatory Compliance working group, Legal and Business Unit in maintaining as well as lively update the Regulatory Compliance policy & procedure.
Collaborate with Legal and Group Compliance to roll out regulatory compliance intranet (database).
Bachelor s degree or higher in Law, Economics, Finance, or a related field.
At least 8 years of experience in prior Legal and Compliance or Audit in Financial Institutions.
Good command of verbal and written communication skills in Thai and English.
Good computer skills.
Strong analytical, interpersonal, and negotiation skills.
Attention to detail and interest in following the latest regulatory changes.
Experience in Digital Assets Market, Capital Market, and Financial Market will be advantageous.
Must have initiative and a good working attitude
**Remark**: Given the nature of the mentioned position, where employees are involved with customer data and asset values, and/or the company, to comply with legal and regulatory standards established by the Securities and Exchange Commission, as well as to align with laws and overseeing agencies, the company requires a criminal background check as part of the post-interview process before joining the company. Your criminal history information will be retained for a period of 6 months from the start date.
**Job skills required**: Finance, English, Compliance, Legal
**Job skills preferred**: Negotiation
-
Compliance Assistant
1 week ago
กรุงเทพมหานคร, Thailand Aon Corporation Full timePosting Description: **Job Title - Compliance Assistant (Manager Level)** **Aon is in the business of better decisions** At Aon, we shape decisions for the better to protect and enrich the lives of people around the world. As an organization, we are united through trust as one inclusive, diverse team, and we are passionate about helping our colleagues and...
-
Medical Affairs
2 weeks ago
คลองเตย, กรุงเทพมหานคร, Thailand PRTR Full timePRTR is working with a company in the Pharmaceutical industry. They are now looking for a Medical Affairs & Compliance Assistant to join their team. **Job description**: - Being a single point of contact (SPOC) for Compliance, providing support on compliance consulting, and proper pharma policy/SOP to both local Medical and Commercial teams who interact...
-
IT Risk
2 weeks ago
คลองเตย, กรุงเทพมหานคร, Thailand Mitr Phol Sugar Corp., Ltd. Full timeBachelor's or Master's degree. At least 8 years of experienced. IT risk management, IT governance, IT compliance. Develop and maintain the organisation s IT risk & compliance management framework, in accordance with good practices and present to the executive management team. Establish and maintain effective relationships with key stakeholders, including...
-
Assistant Company Secretary Manager
2 weeks ago
คลองเตย, กรุงเทพมหานคร, Thailand Bitkub Full timeFacilitate the preparation and management of board and committee meetings, including drafting agendas, compiling board packs, taking minutes, and tracking follow-up actions. Ensure the accurate maintenance of all corporate records, including minute books, shareholder registers, and other statutory documents. Assist in ensuring compliance with legal and...
-
Manager, Compliance
6 days ago
กรุงเทพมหานคร, Thailand American Express Company Full timeYou Lead the Way. We’ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create a...
-
Compliance Manager, Thai Jv
2 weeks ago
กรุงเทพมหานคร, Thailand Binance Full timeBinance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution...
-
Assistant Distributor Manager
7 days ago
คลองเตย, กรุงเทพมหานคร, Thailand Pepsico Services Asia Co., Ltd. (Pepsi-Cola) Full timeLeading day to day operation on field by partnering closely with distributor to ensure to ensure excellent operation and efficiency according to company guidelines. Support on Knowledge / inventory management. Manage and drive distributors performance to achieve sales KPIs with the identified gap closing within the responsible territories. Ensure distributor...
-
Compliance Officer
2 weeks ago
กรุงเทพมหานคร, Thailand Jobs for Humanity Full timeCompany Description Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Deaf of Hard of Hearing Black, Hispanic, Asian, Military Veterans, the Elderly, the LGBTQ,...
-
Compliance Assistant Manager
7 days ago
กรุงเทพมหานคร, Thailand Ancor Full time**Compliance Assistant Manager (Up to 85k)** Our client is a leading broadcaster, telecom operators in Asia. They are seeking an experienced and enthusiastic leader to become a key player of their team. **Responsibilities**: - Advising and monitoring on the corporate operation to align with laws and regulations of Stock Exchange of Thailand (SET), and...
-
Assistant Manager
6 days ago
ปทุมวัน, กรุงเทพมหานคร, Thailand Gulf Energy Development PCL Full timeProviding recommendations to the board on company regulations, articles of association, the Securities and Exchange Act, the Public Limited Companies Act, SET and SEC regulations, and other applicable legislation. Providing SET and SEC disclosure and related regulatory filings i.e. 56-1 One Report, or notification to the SET and SEC, SEC Forms etc. Managing...