Regulatory Compliance

Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes: - Disseminate and advise on regulatory updates to relevant parties;- Due diligence annual checks, and other industry examination monitoring- Assist the Head of Compliance for the territory in projects involving regulatory...

REGULATORY COMPLIANCE OFFICER (JOB NUMBER: REG000394) **- Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes: - Disseminate and advise on regulatory updates to relevant parties; - Due diligence annual checks, and other industry examination monitoring - Assist the Head of...

Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO. Manage the SEC licensing and all SEC queries relating to the business. Coordinate and work closely with business units and relevant regulators to make sure that the company fully with...

Directly report to local Business Manager and be responsible on local regulatory submissions, developing regulatory strategies, and ensuring compliance with applicable laws and regulations. You will collaborate with various internal departments and external agencies to achieve regulatory objectives and support business goals. Additionally, you will stay up...

**Responsibilities**: - Regulatory Integration: Develop and implement strategies to align company policies with new regulations. Monitor, research, and analyze relevant laws, ensuring timely updates and communication to all departments. - Regulatory Coordination: Liaise with relevant regulators, including ETDA, PDPC, BOT, and SEC, to secure the necessary...

**The Position** The RAaPV Senior Specialist is responsible for all aspects of regulatory submissions in the assigned markets. Critical to this role is to combine knowledge of scientific, and regulatory issues to enable new/established products that are developed, manufactured, or distributed meet the local legislations and company procedures. Leveraging on...

**Key areas of your responsibilities**: - Reporting to the Group Chief Compliance and Risk Officer (CCRO), you will be responsible to develop and implement a scalable regulatory framework across second-line compliance responsibilities to ensure SATH meets its regulatory and license obligations. - Act as the key liaison officer between SATH and SEC and...

Job ID 52073 Business Banking, Finance, Securities, Insurance Job Detail - Overseeing prompt identification of regulatory changes and developments. - Providing necessary supports on assessment of impact to ensure compliance with applicable laws. - Implementing quality assurance on compliance of the Bank's processes against local regulations. - Conducting...

**Your Day at Allianz Ayudhya** 1) Provide advice or consultation of Compliance issues - Understand laws, regulations, Group policies requirements and Compliance Manuals/Policies/Guidelines to be able provide good advice and effective consultation. - Perform compliance risk scoping & assessment, documents the Compliance risk associated with the Company's...

**HOW MIGHT YOU DEFY IMAGINATION?** Amgen is one of the world’s leading independent biotechnology companies. For over 4 decades, Amgen has pioneered biotechnology breakthroughs, to bring state-of-the-art medicines from laboratory to the patient. Amgen has not only discovered and developed innovative human therapeutics but has also invested in cutting edge...