Compliance (Shopeepay)

DepartmentOperations- LevelEntry Level- LocationThailand - BangkokThe Operation teams at Shopee covers the operational end-to-end process, from when the buyer searches for a product listed on the Shopee platform, to the moment the buyer receives the products. The team analyses and monitors operational KPIs across the region and conducts root cause analysis when operation performance fluctuates. The Operations team comprises Customer Service, Payment, Listings, Warehouse, Logistics, Seller Operations and Fraud. Browse our Operations team openings to see how you can make an impact with us.
- Implement and manage an effective compliance program relating to e-Payment, lending,insurance brokerage, and/or mutual fund brokerage businesses.
- Advise teams on regulatory-related matters.
- Review documents for submission to regulators.
- Formulate, review and maintain policies and guidelines under Compliance’s responsibility up-to-date.
- Handle complaint cases and any requests from regulators.
- Liaise with both regulators and other departments on compliance related matters.
- Coordinate and follow up with the responsible units for information and documents requested by regulators
- Fulfill regulatory reporting obligations complying with the laws and regulations.
- Keep monitoring all related laws and regulations.

**Requirements**:

- Bachelor’s or higher degree in Law or related fields.
- Minimum of 2 years' experience in Legal, Banking Compliance, Financial Regulatory.
- Have expertise and experience in specific regulations applicable to financial sectors (e.g. BOT, OIC, SEC, or AMLO).
- Strong analytical and problem-solving experience on legal and compliance issues.
- Good command in written and verbal communication skills in English.