Compliance Officer
2 weeks ago
COMPLIANCE OFFICER & INTERNAL AUDIT OFFICER
Position: COMPLIANCE OFFICER & INTERNAL AUDIT OFFICER
Internal Audit Officer Responsibilities:
Plan and execute internal audits according to the audit strategy assigned by the section head. Performing audit projects to assess the adequacy and continuous effectiveness of control systems and report findings, as well as make recommendations to management and business units. Operate internal audit activities; internal communicate, cooperate with SET/SEC.
Compliance Officer Responsibilities:
Plan, organize, and control the Securities' day-to-day administrative, trading/investment. Operate compliance activities; internal communicate, cooperate with SET/SEC. Participate in various committees, audits and examinations. Conduct staff training related to compliance. Advise of emerging compliance issues, consult and guide management team in the establishment of controls to mitigate risks.
Qualifications:
- Bachelor Degree or higher in Business Administration, Accounting, Finance, Law, Economics or related field.
- 2-5 years experience in related field.
- Knowledge or experience of SEC/SET rules and regulations.
- Knowledge of Securities or Financial Business will be advantage.
- Knowledge of Anti-Money Laundering /Combating the Financing of Terrorism and Proliferation of Weapons of Mass Destruction law.
- Excellent interpersonal and communication skills.
- Good command of English and computer literacy.
- No history of criminal offenses.
**Remark**: All applicants must be Thai nationality, Male or Female
If you feel that these challenging position could be an opportunity for you to grow together with our company, please send your resume incl., a recent photograph and details including expected salary to the below address.
**Human Capital Management Department**
Krungthai XSpring Securities Co.,Ltd.
16th Floor, Liberty Square Bldg., 287 Silom Road, Bangrak, Bangkok 10500, Thailand
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