Compliance Officer

14 hours ago

กรงเทพมหานคร, Thailand Ericsson Full time

**Location: Thailand / Singapore/ Phillippines / Australia**
** This is not a relocation role **

**Open for External Reference: Yes**

As the tech firm that created the mobile world, and with more than 54,000 patents to our name, we’ve made it our business to make a mark. When joining our team at Ericsson you are empowered to learn, lead and perform at your best, shaping the future of technology. This is a place where you're welcomed as your own perfectly unique self, and celebrated for the skills, talent, and perspective you bring to the team. Are you in?

Come, and be where it begins.

**Our Exciting Opportunity**

The Compliance Office has the group responsibility for three compliance areas: antitrust (compliance with competition law), anti-corruption (compliance with corruption and bribery law) and anti-money laundering (AML).

The Compliance Office within Group Function (GF) Legal Affairs & Compliance develop and maintain Ericsson’s Ethics and Compliance Program (E&C Program). Compliance teams in the Market Areas or operational units are responsible for supporting and monitoring the execution of the ethics and compliance program in all operating units and legal entities within the countries of responsibility. They provide advice to management and all employees regarding Compliance-related matters. They are supported by Group Compliance units.

**Role outline**:

- Lead in developing a culture of compliance, setting an example for transparency and promoting an environment were speaking up in a professional manner is encouraged.
- Supervise and advise a select group of legal entities within one or more Customer Units (CUs) that typically spans multiple countries and manage not only internal stakeholders (e.g., management, legal, ICS, sourcing and HR colleagues, compliance network) but also external stakeholders, such as customers and other third parties in relation to compliance demands.
- Provide regular updates to management teams, the compliance organization and others as needed regarding implementation of the compliance program, including relevant Key Performance Indicators (KPIs) in area of responsibility.
- Maintain a sound understanding of the local business activities and Ericsson business processes, and applicable laws and regulations.
- Identify local/unit compliance priorities; plan and prioritize activities based on risk on a prescribed cycle (e.g., development of annual compliance plan).
- Ensure the publication of compliance-related Group steering documents and localize in alignment with Group where needed.
- Identify local Compliance risks and requirements and ensure appropriate systematic mitigation.
- Alongside colleagues from the headquarters, perform compliance risk assessments, reviews and monitoring.
- Supplement group trainings to ensure local requirements are addressed; conduct compliance trainings and ensure appropriate monitoring of compliance training and awareness programs.
- Ensure effective implementation of Third Party Management (TPM) process and train functions involved in the process.
- Assess and decide on third-party engagements in line with the global TPM process.
- Assist with assessment and management of material actual or potential conflicts of interest.
- Ensure the effective implementation of the policies and directives relating to reporting of violations and concerns.
- Manage reporting to relevant stakeholders where applicable compliance-related reports of misconduct, investigations, and remediation efforts.
- Work with local head(s) of legal and other stakeholders to ensure that interactions with local authorities and regulators are coordinated and implement processes to identify and lead regulatory requests and deadlines.
- Assist with or conduct compliance-related merger and acquisition due diligences and implement integration activities in your countries as needed.
- Draft compliance-related reports as required by the Compliance Office and the Head MA Compliance.

**Profile and competence requirements**:

- High level of integrity with character consistent with Ericsson values of respect, integrity and perseverance; must be empathetic and willing to listen.
- Excellent communication, interpersonal, leadership, mentor, and conflict resolution skills.
- Master of Law, Business, Accounting or other university degree suitable for compliance.
- Proficient in English (spoken and written), second language desirable.
- Working experience 3-5 years in compliance, legal or other relevant field (finance, audit).
- Working experience in compliance area, at least 2 years of anti-bribery and corruption compliance or addressing compliance topics
- Experience in antitrust, competition, AML, data privacy or trade compliance is a plus.
- Good business knowledge/understanding.
- Excellent networking ability and communication skills including the ability to handle executive level internal and external contacts, including government authorities and regulators.
- Internati

  • Temporary Compliance Officer

    6 months ago

    กรุงเทพมหานคร, Thailand BNP Paribas Full time

    TEMPORARY COMPLIANCE OFFICER (JOB NUMBER: COM002763) **- Perform second level of controls as per Compliance control plans. - Manage sanction lists and watch lists in the AML/ Sanctions screening tools. - Prepare, support and coordinate all Compliance reports, updates and dashboard (including but not limited to those required for submission to Regional office...

  • Temporary Compliance Officer

    6 days ago

    กรุงเทพมหานคร, Thailand BNP Paribas Full time

    Perform second level of controls as per Compliance control plans. - Manage sanction lists and watch lists in the AML/ Sanctions screening tools. - Prepare, support and coordinate all Compliance reports, updates and dashboard (including but not limited to those required for submission to Regional office and/or Head Office) - Assist in submission of regulatory...

  • Compliance Officer

    7 months ago

    กรุงเทพมหานคร, Thailand RGF Full time

    **Job Detail**: - Compliance Officer (60K-90K) (SDG-102845) - เจ้าหน้าที่ฝ่ายกำกับดูแลการปฏิบัติตามกฎระเบียบ- - Provide necessary advice on legal compliance issues - Develop and Provide employee training on compliance policies and practices - Read and analyze...

  • Junior Compliance Officer

    4 days ago

    กรุงเทพมหานคร, Thailand Ericsson Full time

    **Location: Thailand / India / Malaysia / Vietnam / Phillippines / Singapore / Indonesia / Australia / Myanmar** - **Not a relocation role** **Open for External Reference: Yes** As the tech firm that created the mobile world, and with more than 54,000 patents to our name, we’ve made it our business to make a mark. When joining our team at Ericsson you...

  • Regulatory Compliance Officer

    7 months ago

    กรุงเทพมหานคร, Thailand BNP Paribas Full time

    REGULATORY COMPLIANCE OFFICER (JOB NUMBER: REG000394) **- Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes: - Disseminate and advise on regulatory updates to relevant parties; - Due diligence annual checks, and other industry examination monitoring - Assist the Head of...

  • Compliance Officer

    7 months ago

    กรุงเทพมหานคร, Thailand Richemont Full time

    Reference Code: 97388**Compliance Officer**: - Richemont- Bangkok, 10, TH- PermanentRichemont owns some of the world’s leading luxury goods Maisons, with particular strengths in jewellery, fine watches and premium accessories. Each Maison represents a proud tradition of style, quality and craftsmanship and Richemont seeks to preserve the heritage and...

  • Compliance Officer

    2 weeks ago

    กรุงเทพมหานคร, Thailand บริษัท หลักทรัพย์ ฟิลลิป (ประเทศไทย) จำกัด (มหาชน) Full time

    Compliance Officer บริษัท หลักทรัพย์ ฟิลลิป (ประเทศไทย) จำกัด...

  • Regulatory Compliance Officer

    7 months ago

    กรุงเทพมหานคร, Thailand BNP Paribas Full time

    Responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes: - Disseminate and advise on regulatory updates to relevant parties;- Due diligence annual checks, and other industry examination monitoring- Assist the Head of Compliance for the territory in projects involving regulatory...

  • Compliance Officer

    2 days ago

    กรุงเทพมหานคร, Thailand บริษัท หลักทรัพย์ เคที ซีมิโก้ จำกัด Full time

    COMPLIANCE OFFICER & INTERNAL AUDIT OFFICER Position: COMPLIANCE OFFICER & INTERNAL AUDIT OFFICER Internal Audit Officer Responsibilities: Plan and execute internal audits according to the audit strategy assigned by the section head. Performing audit projects to assess the adequacy and continuous effectiveness of control systems and report findings, as...

  • Officer, Compliance

    7 months ago

    กรุงเทพมหานคร, Thailand PTTEP Full time

    PTT Exploration and Production PCL.**Key Accountabilities**: - Provide advice and consultation to ensure full compliance to legal requirements - Provide advice the conformance of internal regulations with the laws and regulations - Organize the compliance training and communication as assigned - Manage the company legislation database - Assist in developing...

  • Compliance and Data Privacy Officer

    7 months ago

    กรุงเทพมหานคร, Thailand Vinarco Full time

    Job Description: **Location: Chatuchak, Bangkok** **Key Roles and Responsibilities**: - Implement and oversee Compliance and Data Privacy programmes and activities to ensure adherence to relevant laws, policies, and procedures, and provide pertinent advice. - Ensure the organisation's compliance with all applicable laws, including Thai and US compliance...

  • Compliance Officer

    6 days ago

    บางรัก, กรุงเทพมหานคร, Thailand บริษัท จัดหางาน เพอร์ซันแนล คอนซัลแตนท์ (ประเทศไทย) จำกัด Full time

    รายละเอียดงาน **รูปแบบงาน**: งานประจำ **จำนวนที่รับ**: ไม่ระบุ **สถานที่ปฏิบัติงาน**: กรุงเทพมหานคร(เขตบางรัก) **เงินเดือน(บาท)**: 60,000 -...

  • Compliance Officer

    6 days ago

    กรุงเทพมหานคร, Thailand KAsset Full time

    About Us บริษัทหลักทรัพย์จัดการกองทุน กสิกรไทย จำกัด เป็นบริษัทในเครือธนาคารกสิกรไทย ที่ได้รับใบอนุญาต ให้ประกอบธุรกิจหลักทรัพย์...

  • Compliance Officer

    4 months ago

    กรุงเทพมหานคร, Thailand Wise Full time

    **Company Description** Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their life easier and save them money. As...

  • Compliance Monitoring Officer

    7 months ago

    ราชเทวี, กรุงเทพมหานคร, Thailand บริษัท อีซี่ บาย จำกัด (มหาชน) Full time

    วันนี้ - คุณสมบัติพื้นฐาน - งานประจำ- 0 - 2 ปี- กทม. (ราชเทวี)- ปริญญาตรี- สามารถเจรจาต่อรองได้- หน้าที่และความรับผิดชอบ - 1. Support to conduct the compliance self...

  • Country Trade Compliance Officer

    4 days ago

    กรุงเทพมหานคร, Thailand ABB Full time

    **Country Trade Compliance Officer**: **Take your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future. At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we...

  • Compliance Senior Officer

    7 months ago

    ห้วยขวาง, กรุงเทพมหานคร, Thailand Muang Thai Life Assurance Full time

    Responsibilities: 1. Initially identify, search, verify, and evaluate operational risks as required by the rules and regulations relating to the Company’s business operation as assigned. 2. Coordinate with Legal Department and other units to formulate written practice guideline in compliance with concerned laws, rules and regulations, and standards of...

  • Head of Compliance

    2 months ago

    กรุงเทพมหานคร, Thailand Principal Financial Group Full time

    **Responsibilities**: **Head of Compliance** Head of Compliance will directly report to the Audit Committee of Thailand and to The Chief Compliance Officer, Asia. Overall responsible for overseeing the compliance activities for the company, ensuring adherence to the regulatory requirements and global compliance standards. The role involves collaboration...

  • Compliance Senior Officer

    3 months ago

    ห้วยขวาง, กรุงเทพมหานคร, Thailand Muang Thai Life Assurance PCL Full time

    **Qualifications**: Master s degree or higher in Law or related fields. 0-5 years of work experience in Legal, Compliance and audit in insurance business or related fields. New Graduates are welcome Good problem-solving capability, presentation and report-writing skills both in Thai and English languages Skillful in using MS office applications e.g. MS word,...

  • Compliance

    14 hours ago

    กรุงเทพมหานคร, Thailand Ancor Full time

    **Business : Thailand's biggest telecommunications conglomerate - A Thai satellite operator and provider of satellite and telecommunication services since 1991. The company operates a fleet of currently four satellites covering Asia, Oceania, and Africa.** **Position: Senior Compliance Officer to Compliance Specialist/ Up to 80K/ Required...